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Author

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Martin Orbach

  • Vice President, Risk Compliance Intelligence Platform

Meet Martin

Martin's Insights

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November 19, 2024

Each year, the SEC’s Exam Priorities report sets the compliance tone for Registered Investment Advisors and Broker-Dealers.

By: Martin Orbach

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September 21, 2023

Given that an advisor may send or receive 50 emails per day, electronic communications at large firms can become staggering, easily surpassing 10,000 messages daily.

By: Martin Orbach

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April 6, 2023

With the passing of The Financial Exploitation Prevention Act in the US House of Representatives, Broker-Dealers and Investment Advisors are now better equipped to address suspected financial exploitation

By: Martin Orbach

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November 10, 2022

SS&C recently hosted a webinar explaining the integration between the SS&C Black Diamond® Wealth Platform, the SS&C Risk and Compliance Intelligence (RCI) platform.

By: Martin Orbach

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